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 Duration 14 hours

Course Outline

Introduction to ISO 37301 and Compliance Management

  • An overview of ISO 37301 and its objectives
  • Core compliance principles: integrity, accountability, and transparency
  • Key distinctions between ISO 19600 and ISO 37301

Organizational Context and Leadership

  • Analyzing the organization’s internal and external environment
  • Responsibilities of top management and the role of leadership
  • Formulating a compliance policy and defining objectives

Planning and Support Functions

  • Evaluating compliance risks and devising mitigation strategies
  • Requirements for competence, awareness, and communication
  • Documentation and resource needs for the CMS

Operational Controls and Compliance Processes

  • Defining operational procedures and assigning responsibilities
  • Compliance considerations for outsourcing and third parties
  • Recording compliance obligations and control measures

Monitoring, Evaluation, and Reporting

  • Measuring compliance performance and tracking KPIs
  • Performing internal audits and compliance assessments
  • Processes for compliance reporting and issue escalation

Management Review and Continuous Improvement

  • Reviewing system performance and incorporating leadership insights
  • Addressing noncompliance and implementing corrective actions
  • Driving the ongoing enhancement of the CMS

Certification, Integration, and Future Readiness

  • Pathways to ISO 37301 certification and preparing for third-party audits
  • Integration with ISO 37001, ISO 9001, or ISO 27001
  • Emerging compliance trends and digital governance

Summary and Next Steps

Requirements

  • A solid grasp of compliance and risk-related principles
  • Familiarity with management system standards
  • Background experience in regulatory, legal, or internal control roles

Target Audience

  • Compliance officers and internal control managers
  • Auditors, legal advisors, and risk professionals
  • Senior managers and governance leaders focused on maintaining compliance integrity

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