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Duration 16 hours
Course Outline
R/3 Fundamentals for Auditors
- Core architecture components (ABAP stack, SAP GUI, client concept).
- Key distinctions from legacy systems (modular design: FI, MM, SD).
- Classic transactions and navigation techniques for audit purposes.
Access, Roles, and Essential SoD
- User management and authorizations using PFCG, SU01, SUIM, SU53, SU24.
- Role design and common audit-critical functions.
- Basic SoD matrix and typical findings (e.g., invoice creation and approval within the same role).
Security Logs and Traces
- Security Audit Log (SM19/SM20): activation, filtering, and reporting.
- STAD and ST03N: usage statistics, session analysis, and workload monitoring.
- Best practices for evidence retention and export.
Configuration Changes and Sensitive Data
- SCU3 (change documents) and SCC4 (client settings).
- Identification and monitoring of critical system parameters (RZ10/RZ11).
Process Controls (FI/MM/SD) in R/3
- FI: tolerances, OB52 (posting periods), and journal entry approvals.
- MM: release strategies, purchase order limits, and single-supplier controls.
- SD: credit limits, pricing changes, and condition monitoring.
- Audit sampling techniques for process testing.
Comprehensive Laboratory + Reporting
- Reviewing roles and authorizations for a critical user.
- Tracing operations (purchase/sale) and gathering audit evidence (SM20/SCU3).
- Documenting findings with screenshots and data exports.
- Preparing working papers and ensuring traceability.
Closure and Action Plan
- Internal control checklist specific to R/3.
- Prioritizing findings and formulating recommendations.
Deliverables
- A checklist containing 20+ controls (FI/MM/SD).
- A quick reference guide for SM19/SM20, SUIM, SCU3, STAD/ST03N.
Requirements
- A solid grasp of fundamental auditing principles
- Hands-on experience with SAP systems
- Familiarity with compliance and control frameworks
Audience
- Auditors
- Internal control specialists
- SAP security consultants
- Compliance officers
Testimonials (2)
The training provided valuable insights into ABAP CDS and Fiori capabilities, helping me better understand the system functionalities already available within the company and opportunities to optimize their utilization. It also enhanced my understanding of how SAP technologies can support reporting, analytics, and business process improvements.
Melita Widya Ningrum - PT. TELKOM INDONESIA
Course - Custom SAP S/4HANA Financials, GRC, Fiori Analytics & ABAP Technical Foundation Masterclass
It was straight to the point and more practical